17 May

Internal Auditor Jobs Vacancy in Interactive Brokers Admiralty

Position
Internal Auditor
Company
Interactive Brokers
Location
Admiralty HKI
Opening
17 May, 2018 4 days ago

Interactive Brokers Admiralty urgently required following position for Internal Auditor. Please read this job advertisement carefully before apply. There are some qualifications, experience and skills requirement that the employers require. Does your career history fit these requirements? Ensure you understand the role you are applying for and that it is suited to your skills and qualifications.

Follow the online directions, complete all the necessary fields, and provide all relevant information so your application is submitted correctly. When you click the 'Apply this Job' button (open in new window) you will be taken to the online application form. Here you will be asked to provide personal and contact details, respond to employment-related questions, and show how you meet the key selection criteria.

Internal Auditor Jobs Vacancy in Interactive Brokers Admiralty Jobs Details:

Company Overview

Interactive Brokers Hong Kong Limited, a subsidiary of Interactive Brokers Group, Inc. (NASDAQ: IBKR) is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our clients have access to more than 120 market centers in 26 countries from a single account. We are the lowest cost provider of brokerage services and the largest U.S. electronic broker based on daily average revenue trades executing over 800,000 trades per day.[i] Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.

[i] Figures as of January 1, 2018. Information on the company can be found
at www.interactivebrokers.com

Job Description and Responsibilities


The Internal Auditor will perform Compliance, Financial, Operational and Information System audits for the purpose of determining the accuracy of financial records, effectiveness of prudent business practices, and compliance with policies, procedures, and regulations. In addition, this position will also assist in department’s unclaimed property Compliance and audit confirmation tasks.

  • Conduct audits to assess compliance with firm policies and regulatory requirements.
  • Design and run queries, mainly via Microsoft Access, to obtain data necessary for performing audits and other projects
  • Identify/implement automation opportunities to enhance compliance and efficiencies of the business as a whole.
  • Develop process knowledge and identify risk areas for assigned audit projects;
  • Keep abreast with various laws/regulations applicable for a global broker/dealer;
  • Support firm’s unclaimed property compliance initiatives. This involves aiding firm’s unclaimed property identification and reporting tasks to ensure compliance with global unclaimed property laws.
  • Develop specifications to automate the audit, unclaimed property and confirmation tasks, wherever possible.
  • Process audit confirmation requests for IBKR’s clients and support continuous improvement of firm’s Audit Confirmation Response system that is designed to automatically respond to confirmation requests.

Qualifications

The desired candidate will have 3-5 years’ business experience preferably with exposure to auditing and/or programming along with knowledge of Hong Kong SFC regulations. Candidate must be comfortable working in an automated hands-on environment. Ideal candidate would be inquisitive, quick learner, detail oriented, have good organizational skills, and capable of performing data analytical tasks. Fluency in written and oral English is also required


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